RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••••
- C•••••• S••••• • C••• I••• national BD currentsince Sep 13, 2025 · Annapolis, Md
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Sep 10, 2025 · Glen Burnie, Md
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 20, 2023 to Mar 31, 2025 · Rockville, Md
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Sep 10, 2025, registered Sep 13, 2025 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• B••••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-09-13)Sep 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address