DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••• G•••••••

N•••• P••• S•••••••• W•••••state registeredKirkland, WaIA-onlyIAPD 7361061

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

0 y

since Aug 14, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••• P••• S•••••••• W••••• state registered current
since Aug 14, 2026 · Kirkland, Wa
H•••••••• A•••••••• L•• BD affiliated
Sep 30, 2022 to Dec 22, 2025 · Chicago, Il
H••••••• P•••••• W••••• M••••••••• former
Apr 28, 2021 to Oct 25, 2022 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to N•••• P••• S•••••••• W•••••
left Dec 22, 2025, registered Aug 14, 2026 (235 days) · Affiliated broker-dealer or bank to a state-registered adviser
H••••••• P•••••• W••••• M••••••••• to H•••••••• A•••••••• L••
left Oct 25, 2022, registered Sep 30, 2022 (-25 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

N•••••• G••••••• left H•••••••• A•••••••• L•• for N•••• P••• S•••••••• W••••• (registered 2026-08-14)
Dec 22, 2025 · Advisor changed firm · fact
N•••••• G••••••• left H••••••• P•••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2022-09-30)
Oct 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address