RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• G••••• S•••••
- S••••• W••••• M••••••••• independent RIA currentsince Jul 15, 2026 · Westwood, Ma
- T•• I••••••••• C•••••• C•••••• independent RIAApr 1, 2025 to May 20, 2026 · Las Vegas, Nv
- H••••••• F•••••••• S••••••• formerAug 6, 2024 to Jan 27, 2025 · Westwood, Ma
- T•• I••••••••• C•••••• C•••••• to S••••• W••••• M•••••••••left May 20, 2026, registered Jul 15, 2026 (56 days) · RIA to RIA
- H••••••• F•••••••• S••••••• to T•• I••••••••• C•••••• C••••••left Jan 27, 2025, registered Apr 1, 2025 (64 days) · RIA to RIA
- C••• G••••• S••••• left T•• I••••••••• C•••••• C•••••• for S••••• W••••• M••••••••• (registered 2026-07-15)May 20, 2026 · Advisor changed firm · fact
- C••• G••••• S••••• left H••••••• F•••••••• S••••••• for T•• I••••••••• C•••••• C•••••• (registered 2025-04-01)Jan 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address