DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Investment Counsel Company
Legal name The Investment Counsel Company Of Nevada
Latest filing Mar 31, 2026
First filing on the tape Feb 22, 2012 · 30 filings
SEC status approved since Aug 5, 1988
RAUM
$2.2B
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
96%
$2.1B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$312M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.2B as of Mar 31, 2026
Feb 22, 2012$658M then
HNW client RAUM$2.1B as of Mar 31, 2026
Mar 28, 2018$811M then
State-registered IARs (5.B.3)8 as of Mar 31, 2026
Feb 22, 20120 then
Employees (5.A)11 as of Mar 31, 2026
Feb 8, 201311 then
Private funds: no history
RAUM +19% over the last fiscal year+23% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $312MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $986,996derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B96%
- Pension and profit-sharing plans$46.2M2.1%
- Charitable organizations$26.4M1.2%
- Corporations and businesses$8.9M0.4%
- Individuals$5.8M0.3%
- Individual clients
- 17reported
- HNW clients
- 384reported
- Pension plan clients
- 9reported
- Charitable clients
- n/areported
- Accounts
- 2,210reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michelle Morris KonstantarakisCertified Financial Planner | Las Vegas, Nv | Sep 20, 2005 | 23 y | 0 |
| Randy Anthony Garcia | Las Vegas, Nv | Oct 22, 2013 | 43 y | 0 |
| Justin Lloyd Ajimine | Las Vegas, Nv | Oct 5, 2021 | 22 y | 2 |
| Bernadette Maria Mashas | Las Vegas, Nv | Jan 9, 2023 | 32 y | 0 |
| Michaelyn Yvette Andress | Las Vegas, Nv | Apr 23, 2024 | 10 y | 0 |
| William Roy Michael Barton | Las Vegas, Nv | Apr 1, 2025 | 28 y | 0 |
| Nicholas Joseph HicklyCertified Financial Planner | Las Vegas, Nv | Mar 12, 2026 | 22 y | 5 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount2 left over 36 months
Left, latest
- Cole George Samson to Savant Wealth ManagementMay 20, 2026 · RIA to RIA
- Alexis Renee Miranda to Ducere Wealth ManagementJun 6, 2025 · RIA to a newly registered adviser
- Brian Jeffrey Matthews to Steelpeak Wealth, LLCAug 7, 2023 · RIA to RIA
- Brett Michael Myer to Eide Bailly Advisors, LLCMar 6, 2023 · RIA to RIA
- Carol Ann Mulcahy to Cwm, LLCDec 8, 2017 · Other
- Philip Neil Schmitt to Koss-Olinger Consulting, LLC.Mar 6, 2014 · Other
- Carlene Edith Barajas to LPL Financial LLCFeb 6, 2013 · Other
Joined, latest
- Nicholas Joseph Hickly from United Capital Financial AdvisorsMar 12, 2026 · Other
- Cole George Samson from Heritage Financial ServicesApr 1, 2025 · RIA to RIA
- Justin Lloyd Ajimine from Wells Fargo AdvisorsOct 5, 2021 · Wirehouse to independent RIA
- Carol Ann Mulcahy from Barclays Capital Inc.Jul 23, 2014 · Other
- Philip Neil Schmitt from Confluence Wealth Management LLCMay 14, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Randy Garcia · Chief Executive Officercontrolsince 02/1987 · owns less than 5%
- Morris Michelle Konstantarakis · Chief Compliance Officercontrolsince 06/2013 · owns less than 5%
- Anthony Randy Garcia · Co-Trusteecontrolsince 08/1991 · owns 50% to 75% of Garcia Family Trust
- Roberts Staci Garcia · Co-Trusteecontrolsince 08/1991 · owns 50% to 75% of Garcia Family Trust
- Staci Roberts Garcia · Directorsince 02/1987 · owns less than 5%
Entity owners
- Garcia Family Trust Dtd 8/29/91, Randy · Trustdirect · owns 75% or more
- Garcia Family Trust Dtd 8/29/91, Randy A. Garcia & Staci R. Garcia Ttees · Trustdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 7 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026GARCIA, STACI, ROBERTS (CO-TRUSTEE) left Schedule A between the filings of 2013-06-26 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.4B to $1.5BApr 1, 2025 to Mar 31, 2026
- HNW RAUM · $1.7B to $2.1BApr 1, 2025 to Mar 31, 2026
- Individual RAUM · $19.6M to $5.8MApr 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $480M to $689MApr 1, 2025 to Mar 31, 2026
- Pension RAUM · $37.4M to $46.2MApr 1, 2025 to Mar 31, 2026
- RAUM · $1.8B to $2.2BApr 1, 2025 to Mar 31, 2026
- Accounts · 2,306 to 2,210Apr 1, 2025 to Mar 31, 2026
- Advisory employees · 9 to 11Apr 1, 2025 to Mar 31, 2026
- Charity clients · 6.0 to unsetApr 1, 2025 to Mar 31, 2026
- HNW clients · 284 to 384Apr 1, 2025 to Mar 31, 2026
- Individual clients · 37 to 17Apr 1, 2025 to Mar 31, 2026
- Pension plan clients · 11 to 9Apr 1, 2025 to Mar 31, 2026
- Employees · 15 to 11Apr 1, 2025 to Mar 31, 2026
- Accounts · 1,783 to 2,306Apr 2, 2024 to Apr 1, 2025
- Advisory employees · 8 to 9Apr 2, 2024 to Apr 1, 2025
- Advisory activities · 6 to 5Apr 2, 2024 to Apr 1, 2025
- Charity clients · unset to 6.0Apr 2, 2024 to Apr 1, 2025
- HNW clients · 230 to 284Apr 2, 2024 to Apr 1, 2025
- Individual clients · 28 to 37Apr 2, 2024 to Apr 1, 2025
- Pension plan clients · 13 to 11Apr 2, 2024 to Apr 1, 2025
- Employees · 11 to 15Apr 2, 2024 to Apr 1, 2025
- Financial planning clients · 101-250 to 251-500Apr 2, 2024 to Apr 1, 2025
- State-registered IARs · 7 to 8Apr 2, 2024 to Apr 1, 2025
- Discretionary RAUM · $1.2B to $1.4BApr 2, 2024 to Apr 1, 2025
- HNW RAUM · $1.6B to $1.7BApr 2, 2024 to Apr 1, 2025
- Individual RAUM · $15.3M to $19.6MApr 2, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $423M to $480MApr 2, 2024 to Apr 1, 2025
- Pension RAUM · $39.0M to $37.4MApr 2, 2024 to Apr 1, 2025
- RAUM · $1.6B to $1.8BApr 2, 2024 to Apr 1, 2025
- Accounts · 1,397 to 1,783Sep 18, 2023 to Mar 29, 2024
- Advisory employees · 7 to 8Sep 18, 2023 to Mar 29, 2024
- HNW clients · 279 to 230Sep 18, 2023 to Mar 29, 2024
- Individual clients · 36 to 28Sep 18, 2023 to Mar 29, 2024
- Employees · 18 to 11Sep 18, 2023 to Mar 29, 2024
- Financial planning clients · 51-100 to 101-250Sep 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $962M to $1.2BSep 18, 2023 to Mar 29, 2024
- HNW RAUM · $1.1B to $1.6BSep 18, 2023 to Mar 29, 2024
- Individual RAUM · $16.9M to $15.3MSep 18, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $219M to $423MSep 18, 2023 to Mar 29, 2024
- Pension RAUM · $32.3M to $39.0MSep 18, 2023 to Mar 29, 2024
Signals
5 dated events
- Cole George Samson left The Investment Counsel Company for Savant Wealth Management (registered 2026-07-15)May 20, 2026 · Advisor changed firm · fact
- Alexis Renee Miranda left The Investment Counsel Company for Ducere Wealth Management (registered 2025-07-30)Jun 6, 2025 · Advisor changed firm · fact
- The Investment Counsel Company reported RAUM $1.6B, up 39% from $1.2B (2023-09-18 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Brian Jeffrey Matthews left The Investment Counsel Company for Steelpeak Wealth, Llc (registered 2023-08-14)Aug 7, 2023 · Advisor changed firm · fact
- Brett Michael Myer left The Investment Counsel Company for Eide Bailly Advisors, Llc (registered 2023-03-17)Mar 6, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 702-871-4052reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 702-871-8510reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/the-investment-counsel-company-of-nevadreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ICCNV.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 702-871-8510reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $312Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026