RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• S••••••
- C••••• P••••••• P••••••• independent RIA currentsince May 4, 2026 · Leawood, Ks
- M•••• F•••••••• G••••• L•• formerJan 19, 2023 to May 1, 2026 · Johnson City, Tn
- W••••••••• W••••• C•••••• state registeredMay 7, 2021 to Nov 3, 2022 · Johnson City, Tn
- M•••• F•••••••• G••••• L•• to C••••• P••••••• P•••••••left May 1, 2026, registered May 4, 2026 (3 days) · RIA to RIA · moved with a team
- W••••••••• W••••• C•••••• to M•••• F•••••••• G••••• L••left Nov 3, 2022, registered Jan 19, 2023 (77 days) · Other
- S•••• S•••••• left M•••• F•••••••• G••••• L•• for C••••• P••••••• P••••••• (registered 2026-05-04)May 1, 2026 · Advisor changed firm · fact
- S•••• S•••••• left W••••••••• W••••• C•••••• for M•••• F•••••••• G••••• L•• (registered 2023-01-19)Nov 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address