RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•• G••••••
- T•• R••••••••• S••••••• L•• independent RIA currentsince Jan 16, 2026 · Mount Vernon, Wa
- K••••• A••••••• S•••••••• L•• BD affiliatedOct 14, 2025 to Dec 18, 2025 · Austin, Tx
- S•••••• C•••••• C••••••••• asset managerApr 4, 2022 to Oct 16, 2025 · Bellingham, Wa
- K••••• A••••••• S•••••••• L•• to T•• R••••••••• S••••••• L••left Dec 18, 2025, registered Jan 16, 2026 (29 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••• C•••••• C••••••••• to K••••• A••••••• S•••••••• L••left Oct 16, 2025, registered Oct 14, 2025 (-2 days) · Other
- D•••• J•• G•••••• left K••••• A••••••• S•••••••• L•• for T•• R••••••••• S••••••• L•• (registered 2026-01-16)Dec 18, 2025 · Advisor changed firm · fact
- D•••• J•• G•••••• left S•••••• C•••••• C••••••••• for K••••• A••••••• S•••••••• L•• (registered 2025-10-14)Oct 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address