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Registered advisor
G••• Y•••••• K••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Y•••••• Kim
At current firm
3 y
since Jul 5, 2023
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Jul 5, 2023 · Seattle, Wa
- E•••••••• A•••••••• L•• national BDAug 4, 2022 to Sep 28, 2022 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to I••••••••• F•••••••• G••••• L••left Sep 28, 2022, registered Jul 5, 2023 (280 days) · Affiliated broker-dealer or bank to another
Signals
- G••• Y•••••• K•• left E•••••••• A•••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2023-07-05)Sep 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address