RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J•••• O•••
- R•••••••• A•••• M••••••••• BD affiliated currentsince Apr 30, 2026 · Menlo Park, Ca
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Nov 12, 2025 · Orange, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 6, 2025 to Mar 31, 2025 · Orange, Oh
- S•••••••• A••••••• L•• to R•••••••• A•••• M•••••••••left Nov 12, 2025, registered Apr 30, 2026 (169 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• J•••• O••• left S•••••••• A••••••• L•• for R•••••••• A•••• M••••••••• (registered 2026-04-30)Nov 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address