RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• N• O••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Apr 24, 2025 · Princeton, Nj
- P••• I••••••••• L•• asset managerJan 27, 2023 to Apr 3, 2025 · Newark, Nj
- P•••• S••••••••• L•• no RAUMMar 30, 2022 to Jan 27, 2023 · East Brunswick, Nj
- P••• I••••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Apr 3, 2025, registered Apr 24, 2025 (21 days) · Other
- P•••• S••••••••• L•• to P••• I••••••••• L••left Jan 27, 2023, registered Jan 27, 2023 (0 days) · channel change inside one enterprise, not a move
- M•••••• N• O•••••• left P••• I••••••••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2025-04-24)Apr 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address