RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C••• R••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Mar 28, 2022 · Boca Raton, Fl
- G••••• F•••••••• G•••• formerJul 15, 2016 to Apr 27, 2022 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 5, 2016 · Danbury, Ct
- P••••••••• E••••• G••••• L•• unclassifiedJun 23, 1994 to Jul 1, 2003 · Danbury, Ct
- G••••• F•••••••• G•••• to G•••• V••••• A•••••• G••••• L••left Apr 27, 2022, registered Mar 28, 2022 (-30 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to G••••• F•••••••• G••••left Jul 5, 2016, registered Jul 15, 2016 (10 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- J•••••• C••• R•••• left G••••• F•••••••• G•••• for G•••• V••••• A•••••• G••••• L•• (registered 2022-03-28)Apr 27, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address