RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• F••••
- H••••••••• F•••••••• G•••• state registered currentsince Jun 30, 2026 · Ephrata, Pa
- P•••••••• A••••••• national BDAug 24, 2021 to Jul 1, 2026 · Williamsburg, Va
- P•••••••• A••••••• to H••••••••• F•••••••• G••••left Jul 1, 2026, registered Jun 30, 2026 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- K•••••• F•••• left P•••••••• A••••••• for H••••••••• F•••••••• G•••• (registered 2026-06-30)Jul 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address