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Registered advisor
C•••••• F•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Clay Franklin
At current firm
3 y
since Sep 5, 2023
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 5, 2023 · F•••••••, Tn
- W•••• F•••• A••••••• wirehouseSep 23, 2022 to Sep 12, 2023 · Birmingham, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to O•••• W•••••• I•••left Sep 12, 2023, registered Sep 5, 2023 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- C•••••• F••••••• left W•••• F•••• A••••••• for O•••• W•••••• I••• (registered 2023-09-05)Sep 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address