RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• G••••••• P••••• H••••••••
- B••••• F•••••••• S••••••••• state registered currentsince Jul 1, 2026 · Scottsdale, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 20, 2024 to Jun 2, 2026 · Phoenix, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••••• F•••••••• S•••••••••left Jun 2, 2026, registered Jul 1, 2026 (29 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M••••• G••••••• P••••• H•••••••• no longer holds an investment adviser registration (last listed at B••••• F•••••••• S••••••••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- M••••• G••••••• P••••• H•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for B••••• F•••••••• S••••••••• (registered 2026-07-01)Jun 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address