DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• A••••

T•• G•••••••• G••••• I•••independent RIAMaplewood, NjIA-onlyIAPD 7382324

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Nov 25, 2025

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• G•••••••• G••••• I••• independent RIA current
since Nov 25, 2025 · Maplewood, Nj
L•• F•••••••• L•• BD affiliated
Apr 22, 2024 to Sep 10, 2025 · San Diego, Ca
O•••• F•• I••• former
Nov 1, 2022 to Apr 22, 2024 · Morristown, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 25, 2022 to Sep 28, 2022 · Saddle Brook, Nj
E•••••••• A•••••••• L•• national BD
Jul 1, 2021 to Aug 30, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T•• G•••••••• G••••• I•••
left Sep 10, 2025, registered Nov 25, 2025 (76 days) · Affiliated broker-dealer or bank to independent RIA
O•••• F•• I••• to L•• F•••••••• L••
left Apr 22, 2024, registered Apr 22, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• I•••••••• S•••••••• L•• to O•••• F•• I•••
left Sep 28, 2022, registered Nov 1, 2022 (34 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Aug 30, 2021, registered Feb 25, 2022 (179 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

B•••••• A•••• left L•• F•••••••• L•• for T•• G•••••••• G••••• I••• (registered 2025-11-25)
Sep 10, 2025 · Advisor changed firm · fact
B•••••• A•••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-04-22)
Apr 22, 2024 · Advisor changed firm · fact
B•••••• A•••• left M•• I•••••••• S•••••••• L•• for O•••• F•• I••• (registered 2022-11-01)
Sep 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address