RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G••••••
- A••••• W••••• L•• state registered currentsince Mar 25, 2026 · Columbia, Md
- F•••••••• C••••••• L•• independent RIAAug 2, 2023 to Nov 19, 2025 · Towson, Md
- C••••••••• F•••••••• N•••••• national BDFeb 24, 2023 to Nov 13, 2025 · Towson, Md
- F•••••••• C••••••• L•• to A••••• W••••• L••left Nov 19, 2025, registered Mar 25, 2026 (126 days) · RIA to a state-registered adviser
- C••••••••• F•••••••• N•••••• to F•••••••• C••••••• L••left Nov 13, 2025, registered Aug 2, 2023 (-834 days) · Affiliated broker-dealer or bank to independent RIA
- J••• G•••••• left F•••••••• C••••••• L•• for A••••• W••••• L•• (registered 2026-03-25)Nov 19, 2025 · Advisor changed firm · fact
- J••• G•••••• left C••••••••• F•••••••• N•••••• for F•••••••• C••••••• L•• (registered 2023-08-02)Nov 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address