DFX Intelligence
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Registered advisor
R••••• H••••••
Feed of 09/14/2026
Also filed as R••••• H••••••••• H••••••
At current firm
1 y
since Feb 3, 2025
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 3, 2025 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 30, 2023 to Apr 29, 2024 · Austin, Tx
- E•••••••• A•••••••• L•• national BDDec 10, 2021 to Oct 26, 2022 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 29, 2024, registered Feb 3, 2025 (280 days) · Wirehouse to wirehouse · moved with a team
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 26, 2022, registered Jan 30, 2023 (96 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 14, 2026 · Advisor registration ended · derived
- ••• LockedApr 29, 2024 · Advisor changed firm · fact
- ••• LockedOct 26, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address