DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• M•••••• W•••

H••••• P•••••• W•••••state registeredFort Lauderdale, Fl IA-onlyIAPD 7393322

Feed of 09/14/2026

Also filed as Eric M Winn

At current firm

3 y

since Mar 19, 2023

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••• P•••••• W••••• state registered current
since Mar 19, 2023 · Fort Lauderdale, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 16, 2022 to Mar 13, 2023 · Fort Lauderdale, Fl
M••••• S•••••• wirehouse
Nov 8, 2021 to Apr 19, 2022 · Temple Terrace, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••• P•••••• W•••••
left Mar 13, 2023, registered Mar 19, 2023 (6 days) · Wirehouse to a state-registered adviser
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 19, 2022, registered May 16, 2022 (27 days) · Wirehouse to wirehouse

Signals

Eric Michael Winn left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Heller Private Wealth (registered 2023-03-19)
Mar 13, 2023 · Advisor changed firm · fact
Eric Michael Winn left Morgan Stanley for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-16)
Apr 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address