RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R•• C•••••
- M••••••• P••••••• L•• independent RIA currentsince Jul 17, 2026 · Cleveland, Oh
- M•• C•••••• M••••••••• L•• independent RIAJun 3, 2025 to Jun 18, 2026 · Cleveland, Oh
- L••••••••• W••••• A••••••• independent RIANov 16, 2022 to Jun 5, 2023 · Valley View, Oh
- M•• C•••••• M••••••••• L•• to M••••••• P••••••• L••left Jun 18, 2026, registered Jul 17, 2026 (29 days) · RIA to RIA
- L••••••••• W••••• A••••••• to M•• C•••••• M••••••••• L••left Jun 5, 2023, registered Jun 3, 2025 (729 days) · RIA to RIA
- D•••• R•• C••••• left M•• C•••••• M••••••••• L•• for M••••••• P••••••• L•• (registered 2026-07-17)Jun 18, 2026 · Advisor changed firm · fact
- D•••• R•• C••••• left L••••••••• W••••• A••••••• for M•• C•••••• M••••••••• L•• (registered 2025-06-03)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address