DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mcdonald Partners LLC

Independent wealth managerCleveland, OhioCRD 135414SEC 801-64294websiteIAPD
Latest filing Jun 3, 2026
First filing on the tape Mar 30, 2012 · 54 filings
SEC status approved since May 6, 2005
RAUM
$1.3B
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
76%
$977M individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$55.6M
derived; firm RAUM over IAPD count
Employees
29
29 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
4
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$1.3B as of Jun 3, 2026
Mar 30, 2012$768M then
HNW client RAUM$492M as of Jun 3, 2026
Mar 26, 2018$478M then
State-registered IARs (5.B.3)22 as of Jun 3, 2026
Mar 30, 20120 then
Employees (5.A)29 as of Jun 3, 2026
Apr 1, 201353 then
Private funds4 as of Jun 3, 2026
Mar 29, 20197 then
RAUM -0.6% over the last fiscal year+5.5% a year over threeIARs 25 to 22offices 4 to 3
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$55.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
49derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$724,801derivedRAUM over accounts (5.F.2.f)
Discretionary
62%derivedof RAUM
Institutional
6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
5.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
-0.6%derivedbetween the last two annual amendments
Advisor growth, one year
-12%derivedItem 5.B.3 between annual amendments
Client growth, one year
-13%derived
Compensation
percentage of assets, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$1.2BreportedItem 5.I
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$492M38%
  • Individuals$485M38%
  • Corporations and businesses$203M16%
  • Charitable organizations$63.4M5.0%
  • Pooled investment vehicles$19.8M1.6%
  • Pension and profit-sharing plans$16.8M1.3%
Individual clients
838reported
HNW clients
293reported
Pension plan clients
9reported
Charitable clients
13reported
Accounts
1,765reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
private_client_share=0.76 fund_share=0.02 institutional_share=0.06 related_bd=true related_bank=false bd_reps=24.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Thomas Anthony YakoCleveland, Oh Jan 4, 200623 y0
Rita MansourCleveland, Oh Sep 25, 200637 y1
Arnold Beatty McdonaldShaker Heights, Oh May 9, 200719 y0
Devon Frances McardleCleveland, Oh Jan 15, 200830 y2
Maryanne Rita BattistoneConcord, Oh Jun 3, 200929 y0
Joseph Patrick StanziCleveland, Oh Jul 17, 200939 y2
Laura Ann MineoCleveland, Oh Jul 17, 200917 y2
John Edward McardleCleveland, Oh Jan 8, 201018 y0
William Maurice HegartyChagrin Falls, Oh Sep 3, 201029 y2
Matthew Andrew NortonToledo, Oh Dec 3, 201019 y1
Timothy Patrick NortonAnn Arbor, Mi Feb 18, 201145 y2
Russell Curtis WoodCleveland, Oh Aug 23, 201115 y0
Ted Richard StoneFort Myers, Fl Sep 2, 201115 y0
Michael T McgrailCleveland, Oh Oct 11, 201115 y0
Paul Richard MoodyBoyne City, Mi Apr 15, 201524 y2
Steven Leib RivkinBeachwood, OhJun 24, 201613 y0
Jacqueline Susan RandallCleveland, Oh May 4, 201932 y1
Nathan Russell WoodToledo, Oh Jul 11, 202212 y0
Brian Andrew McdonaldCleveland, Oh May 10, 202318 y1
Timothy A Ryan HansonCertified Financial PlannerClarksville, Tn Sep 20, 202415 y2
Heather F FrutigCertified Financial PlannerCleveland, OhAug 25, 202510 y0
Dylan Ray CaslerCleveland, OhJul 17, 202613 y2
Timothy Andrew WestraCertified Financial PlannerAnn Arbor, Mi Aug 21, 202610 y3
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount5 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
8 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Eden Rock Montenegro LLCPrivate Equity Fund$13.2M92Mar 29, 2019
Mp Dpi LLCPrivate Equity Fund$3.9M25Mar 29, 2019
Mp127 LLCPrivate Equity Fund$1.5M19Mar 29, 2019
Erm Resort LLCPrivate Equity Fund$1.2M1Mar 29, 2019
Mcdonald Usaf LPno longer reportedPrivate Equity Fund$42,58764Mar 29, 2019
Mpcf II LLCno longer reportedPrivate Equity Fund$1,77865Mar 29, 2019
Mpcf III LLCno longer reportedPrivate Equity Fund$43532Mar 30, 2020
Mpcf LLCno longer reportedPrivate Equity Fund$2565Mar 29, 2019
Owners and control persons
Schedule A and B, latest filing
  • Jonathan Daniel Hartzler · Chief Compliance Officercontrol
    since 12/2024 · owns less than 5%
  • William Maurice Jr Hegarty · Chief Investment Officercontrol
    since 09/2010 · owns less than 5%
  • Arnold Beatty Mcdonald · Ceo/Cfo/Muni Principal/Ownercontrol
    since 01/2008 · owns 10% to 25%
  • Jaimie Michelle Palmer · Chief Compliance Officercontrol
    since 04/2026 · owns less than 5%
  • Thomas Anthony Yako · Directorcontrol
    since 04/2006 · owns less than 5%
  • Rita Mansour · Owner
    since 10/2011 · owns less than 5%
  • John Edward III Mcardle · Owner
    since 09/2011 · owns less than 5%
  • Brian Andrew Mcdonald · Owner
    since 07/2022 · owns 10% to 25%
  • Thomas Marion Mcdonald · Owner
    since 04/2005 · owns 25% to 50%
  • Timothy Patrick Norton · Owner
    since 06/2006 · owns less than 5%
  • Rafat Nain Nemry · Owner
    since 01/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
  • Mcdonald Management LLC
    investment adviserpooled vehicle sponsory
  • Mcdonald Partners LLC
    broker-dealerreal estatenRAUM $1.3B
Advisers that list Mcdonald Partners LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Cleveland, Oh · principal2120
Ann Arbor, Mi410
Toledo, Oh400
Fort Myers, Fl300
Shaker Heights, Oh200
Boyne City, Mi200
Willoughby, Oh000
Offices
Schedule D 1.F, the 25 largest
  • Toledo, OH10 employees
  • Ann Arbor, MI4 employees
  • Cleveland, OH4 employees
  • Boyne City, MI1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Jun 3, 2026
    YAKO, THOMAS ANTHONY (DIRECTOR) appeared on Schedule A between the filings of 2024-12-18 and 2026-06-03
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Jun 3, 2026
    PALMER, JAIMIE MICHELLE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-12-18 and 2026-06-03
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Jun 3, 2026
    HEGARTY, WILLIAM MAURICE JR (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-12-18 and 2026-06-03
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Jun 3, 2026
    HARTZLER, JONATHAN DANIEL (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-12-18 and 2026-06-03
    peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
  • Accounts · 2,024 to 1,765
    Sep 2, 2025 to Mar 24, 2026
  • Advisory employees · 33 to 29
    Sep 2, 2025 to Mar 24, 2026
  • BD registered reps · 32 to 24
    Sep 2, 2025 to Mar 24, 2026
  • Corporate clients · 23 to 13
    Sep 2, 2025 to Mar 24, 2026
  • HNW clients · 340 to 293
    Sep 2, 2025 to Mar 24, 2026
  • Individual clients · 967 to 838
    Sep 2, 2025 to Mar 24, 2026
  • Pension plan clients · 0 to 9
    Sep 2, 2025 to Mar 24, 2026
  • Employees · 33 to 29
    Sep 2, 2025 to Mar 24, 2026
  • State-registered IARs · 25 to 22
    Sep 2, 2025 to Mar 24, 2026
  • Other offices · 4 to 3
    Sep 2, 2025 to Mar 24, 2026
  • Discretionary RAUM · $792M to $797M
    Sep 2, 2025 to Mar 24, 2026
  • HNW RAUM · $523M to $492M
    Sep 2, 2025 to Mar 24, 2026
  • Individual RAUM · $516M to $485M
    Sep 2, 2025 to Mar 24, 2026
  • Non-discretionary RAUM · $496M to $482M
    Sep 2, 2025 to Mar 24, 2026
  • Pension RAUM · unset to 16828416.0
    Sep 2, 2025 to Mar 24, 2026
  • RAUM · $1.3B to $1.3B
    Sep 2, 2025 to Mar 24, 2026
  • Related adviser · true to false
    Sep 2, 2025 to Mar 24, 2026
  • Accounts · 1,967 to 2,024
    Dec 18, 2024 to Apr 17, 2025
  • Advisory employees · 32 to 33
    Dec 18, 2024 to Apr 17, 2025
  • BD registered reps · 30 to 32
    Dec 18, 2024 to Apr 17, 2025
  • Charity clients · 14 to 13
    Dec 18, 2024 to Apr 17, 2025
  • Corporate clients · 30 to 23
    Dec 18, 2024 to Apr 17, 2025
  • HNW clients · 311 to 340
    Dec 18, 2024 to Apr 17, 2025
  • Individual clients · 973 to 967
    Dec 18, 2024 to Apr 17, 2025
  • Pooled vehicle clients · 7 to 4
    Dec 18, 2024 to Apr 17, 2025
  • Employees · 34 to 33
    Dec 18, 2024 to Apr 17, 2025
  • Financial planning clients · 101-250 to 101-250
    Dec 18, 2024 to Apr 17, 2025
  • State-registered IARs · 26 to 25
    Dec 18, 2024 to Apr 17, 2025
  • Private funds · 7 to 4
    Dec 18, 2024 to Apr 17, 2025
  • Discretionary RAUM · $669M to $792M
    Dec 18, 2024 to Apr 17, 2025
  • HNW RAUM · $419M to $523M
    Dec 18, 2024 to Apr 17, 2025
  • Individual RAUM · $500M to $516M
    Dec 18, 2024 to Apr 17, 2025
  • Non-discretionary RAUM · $446M to $496M
    Dec 18, 2024 to Apr 17, 2025
  • Pooled vehicle RAUM · $17.6M to $19.8M
    Dec 18, 2024 to Apr 17, 2025
  • RAUM · $1.1B to $1.3B
    Dec 18, 2024 to Apr 17, 2025
  • Accounts · 1,877 to 1,967
    Mar 29, 2023 to Mar 4, 2024
  • Advisory employees · 30 to 32
    Mar 29, 2023 to Mar 4, 2024
  • Corporate clients · 24 to 30
    Mar 29, 2023 to Mar 4, 2024
  • HNW clients · 289 to 311
    Mar 29, 2023 to Mar 4, 2024
  • Individual clients · 957 to 973
    Mar 29, 2023 to Mar 4, 2024
Signals
27 dated events
  • Jared Daniel Goodman left Mcdonald Partners Llc for Wedbush Securities Inc. (registered 2025-09-03)
    Sep 4, 2025 · Advisor changed firm · fact
  • Helene Shafiyan left Mcdonald Partners Llc for Wedbush Securities Inc. (registered 2025-09-03)
    Sep 4, 2025 · Advisor changed firm · fact
  • Michael Clarence Powers left Mcdonald Partners Llc for Wedbush Securities Inc. (registered 2025-09-03)
    Sep 4, 2025 · Advisor changed firm · fact
  • John Vincent Goodman left Mcdonald Partners Llc for Wedbush Securities Inc. (registered 2025-09-03)
    Sep 4, 2025 · Advisor changed firm · fact
  • 4 advisors left Mcdonald Partners LLC (Cleveland, OH) for Wedbush Securities Inc. on the same day
    Sep 4, 2025 · Team lift-out · derived
  • William Stephen Fazekas left Mcdonald Partners Llc for Onedigital (registered 2025-08-22)
    Aug 15, 2025 · Advisor changed firm · fact
  • Caroline Elizabeth Wisniewski (Cco/Rosfp) no longer on Schedule A of Mcdonald Partners Llc (listed 2024-05-17, absent 2024-12-18)
    Dec 18, 2024 · Control person left · inference
  • Jonathan Daniel Hartzler (Chief Compliance Officer) appeared on Schedule A of Mcdonald Partners Llc
    Dec 18, 2024 · Control person joined · fact
  • Caroline Elizabeth Wisniewski (Cco/Rosfp) appeared on Schedule A of Mcdonald Partners Llc
    May 17, 2024 · Control person joined · fact
  • Jonathan S Lucas (Coo/Cco) no longer on Schedule A of Mcdonald Partners Llc (listed 2024-03-04, absent 2024-05-17)
    May 17, 2024 · Control person left · inference
  • Mark Henry Peyser left Mcdonald Partners Llc for Retirement Income Solutions, Inc. (registered 2023-06-01)
    Apr 27, 2023 · Advisor changed firm · fact
  • Mcdonald Partners Llc reported RAUM $1.1B, down 33% from $1.6B (2022-12-19 to 2023-03-29)
    Mar 29, 2023 · RAUM change · derived
  • Angelina Gerovac (Chief Compliance Officer - Broker-Dealer) no longer on Schedule A of Mcdonald Partners Llc (listed 2022-09-15, absent 2022-12-19)
    Dec 19, 2022 · Control person left · inference
  • Amanda Jenkins left Mcdonald Partners Llc for First Command Advisory Services (registered 2022-12-08)
    Nov 23, 2022 · Advisor changed firm · fact
  • Angelina Gerovac left Mcdonald Partners Llc for Huntington Financial Advisors (registered 2022-10-06)
    Sep 14, 2022 · Advisor changed firm · fact
  • Mindy Leigh Qua left Mcdonald Partners Llc for Stratos Wealth Partners, Ltd (registered 2022-08-22)
    Aug 22, 2022 · Advisor changed firm · fact
  • Sean G Kriak left Mcdonald Partners Llc for Mai Capital Management, Llc (registered 2022-09-29)
    Aug 10, 2022 · Advisor changed firm · fact
  • Deanna Cilnyk Roeger left Mcdonald Partners Llc for Mai Capital Management, Llc (registered 2022-09-06)
    Aug 10, 2022 · Advisor changed firm · fact
  • Joseph Louis Palko left Mcdonald Partners Llc for Mai Capital Management, Llc (registered 2022-08-18)
    Aug 10, 2022 · Advisor changed firm · fact
  • 3 advisors left Mcdonald Partners LLC (Cleveland, OH) for Mai Capital Management, LLC on the same day
    Aug 10, 2022 · Team lift-out · derived
  • Michelle Conley Hegarty left Mcdonald Partners Llc for Janney Montgomery Scott Llc (registered 2022-08-01)
    Aug 2, 2022 · Advisor changed firm · fact
  • Todd Clark Kalish left Mcdonald Partners Llc for Park Edge Advisors, Llc (registered 2022-07-01)
    Jul 5, 2022 · Advisor changed firm · fact
  • Angelina Gerovac (Chief Compliance Officer - Broker-Dealer) appeared on Schedule A of Mcdonald Partners Llc
    Apr 27, 2022 · Control person joined · fact
  • Mcdonald Partners Llc reported 24 state-registered advisory representatives, down from 34 (2021-03-09 to 2021-03-30)
    Mar 30, 2021 · Advisor headcount change · derived
  • Jonathan S Lucas (Chief Compliance Officer - Broker/Dealer) appeared on Schedule A of Mcdonald Partners Llc
    Mar 30, 2020 · Control person joined · fact
  • Audrey Lynn Harris (Chief Compliance Officer) no longer on Schedule A of Mcdonald Partners Llc (listed 2018-08-30, absent 2019-02-11)
    Feb 11, 2019 · Control person left · inference
  • Mcdonald Partners Llc reported RAUM $1.4B, up 39% from $984.0M (2017-08-07 to 2018-03-26)
    Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/mcdonald-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website
captrustaa.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
216-912-0567reportedpublic record, Form ADV, Jun 3, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$55.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Mcdonald Partners LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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