DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emily A Fennell
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Sep 4, 2026
In the industry
15 y
since Jan 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Suissa Private Wealth no RAUM currentsince Sep 4, 2026 · Bethesda, Md
- RBC Capital Markets, LLC national BDOct 23, 2024 to Sep 4, 2026 · Chevy Chase, Md
- Morgan Stanley wirehouseOct 14, 2022 to Oct 2, 2024 · New York, Ny
- UBS Financial Services Inc. wirehouseNov 4, 2021 to Sep 21, 2022 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Suissa Private Wealthleft Sep 4, 2026, registered Sep 4, 2026 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Morgan Stanley to RBC Capital Markets, LLCleft Oct 2, 2024, registered Oct 23, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank
- UBS Financial Services Inc. to Morgan Stanleyleft Sep 21, 2022, registered Oct 14, 2022 (23 days) · Wirehouse to wirehouse · moved with a team
Signals
- Emily A Fennell left Rbc Capital Markets, Llc for Suissa Private Wealth (registered 2026-09-04)Sep 4, 2026 · Advisor changed firm · fact
- Emily A Fennell left Morgan Stanley for Rbc Capital Markets, Llc (registered 2024-10-23)Oct 2, 2024 · Advisor changed firm · fact
- Emily A Fennell left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-10-14)Sep 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address