RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• H• H••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince May 30, 2023 · Maitland, Fl
- M•••••• I••••••••• i••••••••• wealthDec 7, 2021 to Sep 30, 2022 · Orlando, Fl
- C•••••••• F•••••••• G•••• A••••••• formerJul 16, 2021 to Dec 16, 2021 · Orlando, Fl
- M•••••• I••••••••• to J• W• C••• A•••••••• I•••left Sep 30, 2022, registered May 30, 2023 (242 days) · RIA to affiliated broker-dealer or bank
- C•••••••• F•••••••• G•••• A••••••• to M•••••• I•••••••••left Dec 16, 2021, registered Dec 7, 2021 (-9 days) · Affiliated broker-dealer or bank to independent RIA
- G••••••• H• H•••••• left M•••••• I••••••••• for J• W• C••• A•••••••• I••• (registered 2023-05-30)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address