RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•• W•••••• L•• independent RIA currentsince May 22, 2023 · Atlanta, Ga
- M••••• S•••••• wirehouseAug 22, 2022 to Apr 25, 2023 · Atlanta, Ga
- D••••••• S••••••••• L•• independent RIAMay 2, 2022 to Jul 22, 2022 · New York, Ny
- M••••• S•••••• to B•• W•••••• L••left Apr 25, 2023, registered May 22, 2023 (27 days) · Wirehouse to independent RIA
- D••••••• S••••••••• L•• to M••••• S••••••left Jul 22, 2022, registered Aug 22, 2022 (31 days) · RIA to wirehouse
- J••••• T•••• Y••• left M••••• S•••••• for B•• W•••••• L•• (registered 2023-05-22)Apr 25, 2023 · Advisor changed firm · fact
- J••••• T•••• Y••• left D••••••• S••••••••• L•• for M••••• S•••••• (registered 2022-08-22)Jul 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address