RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Oct 16, 2024 · Overland Park, Ks
- F•••••• F••••••••• L•• institutionalMay 22, 2024 to Sep 18, 2024 · Boise, Id
- F••••• I••••••••• independent RIANov 1, 2021 to May 8, 2024 · Plano, Tx
- F•••••• F••••••••• L•• to O•••••••••left Sep 18, 2024, registered Oct 16, 2024 (28 days) · Other
- F••••• I••••••••• to F•••••• F••••••••• L••left May 8, 2024, registered May 22, 2024 (14 days) · Other
- A••••• K•••••• B••• left F•••••• F••••••••• L•• for Onedigital (registered 2024-10-16)Sep 18, 2024 · Advisor changed firm · fact
- A••••• K•••••• B••• left F••••• I••••••••• for F•••••• F••••••••• L•• (registered 2024-05-22)May 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address