DFX Intelligence
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Registered advisor
J•••• L••••••• R•••••
Feed of 09/14/2026
Also filed as J••• R•••••
At current firm
2 y
since Jun 21, 2024
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 21, 2024 · Roswell, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 1, 2022 to May 29, 2024 · Roswell, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left May 29, 2024, registered Jun 21, 2024 (23 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedMay 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address