RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• P••••
- T••• W•••••• L•• state registered currentsince Aug 24, 2026 · Normal, Il
- M•••••• F•••••••• G•••• independent RIANov 7, 2024 to Jun 18, 2026 · Normal, Il
- W•••• F•••• A••••••• wirehouseDec 6, 2022 to Jun 29, 2023 · Bloomington, Il
- M•••••• F•••••••• G•••• to T••• W•••••• L••left Jun 18, 2026, registered Aug 24, 2026 (67 days) · RIA to a state-registered adviser
- W•••• F•••• A••••••• to M•••••• F•••••••• G••••left Jun 29, 2023, registered Nov 7, 2024 (497 days) · Wirehouse to independent RIA
- C•••• P•••• left M•••••• F•••••••• G•••• for T••• W•••••• L•• (registered 2026-08-24)Jun 18, 2026 · Advisor changed firm · fact
- C•••• P•••• left W•••• F•••• A••••••• for M•••••• F•••••••• G•••• (registered 2024-11-07)Jun 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address