RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 16, 2024 · South Charleston, Wv
- E•••••••• A•••••••• L•• national BDMar 25, 2022 to Oct 5, 2022 · M•••••Town, Wv
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Oct 5, 2022, registered Jan 16, 2024 (468 days) · Affiliated broker-dealer or bank to wirehouse
- J•••• B•••••• no longer holds an investment adviser registration (last listed at J••• M••••• S••••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- J•••• B•••••• left E•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-01-16)Oct 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address