RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C•• M••••••••
- H•••••• P••••••• state registered currentsince Jan 30, 2025 · Austin, Tx
- O••••• L•• independent RIAAug 17, 2023 to Dec 2, 2024 · Dripping Springs, Tx
- H•• I••••••••• P•••••••• L•• independent RIAJan 4, 2022 to Aug 10, 2023 · Austin, Tx
- H•• I••••••••• P•••••••• L•• independent RIAAug 3, 2021 to Dec 31, 2021 · Austin, Tx
- O••••• L•• to H•••••• P•••••••left Dec 2, 2024, registered Jan 30, 2025 (59 days) · RIA to a state-registered adviser
- H•• I••••••••• P•••••••• L•• to O••••• L••left Aug 10, 2023, registered Aug 17, 2023 (7 days) · Other
- J•••••• C•• M•••••••• left O••••• L•• for H•••••• P••••••• (registered 2025-01-30)Dec 2, 2024 · Advisor changed firm · fact
- J•••••• C•• M•••••••• left H•• I••••••••• P•••••••• L•• for O••••• L•• (registered 2023-08-17)Aug 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address