DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hub Investment Partners, LLC

Independent wealth managerAustin, TexasCRD 307956SEC 801-118346websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape Mar 2, 2020 · 42 filings
SEC status approved since Apr 1, 2020
RAUM
$12B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
61%
$7.2B individuals and HNW
Advisors
117
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
172
103 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$12B as of Jun 30, 2026
Mar 26, 2021$4.6B then
HNW client RAUM$5.4B as of Jun 30, 2026
Mar 26, 2021$301M then
State-registered IARs (5.B.3)103 as of Jun 30, 2026
Mar 26, 202130 then
Employees (5.A)172 as of Jun 30, 2026
Mar 26, 2021118 then
Private funds: 1
RAUM +32% over the last fiscal year+27% a year over threeIARs 83 to 103
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$102MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
47derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.4MderivedHNW RAUM over HNW clients
Average account
$761,688derivedRAUM over accounts (5.F.2.f)
Discretionary
83%derivedof RAUM
Institutional
38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
4.0derived29 offices incl. principal (1.F.5)
RAUM growth, one year
+32%derivedbetween the last two annual amendments
Advisor growth, one year
+24%derivedItem 5.B.3 between annual amendments
Client growth, one year
+28%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients
4,000reportedItem 5.H
Custody
$1.5B, 758 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
4derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.4B46%
  • State and municipal entities$3.2B27%
  • Individuals$1.8B15%
  • Pension and profit-sharing plans$1.2B10%
  • Corporations and businesses$127M1.1%
  • Charitable organizations$111M0.9%
  • Banks and thrifts$33.4M0.3%
  • Investment companies$628,0210.0%
Individual clients
4,444reported
HNW clients
1,002reported
Pension plan clients
127reported
Charitable clients
11reported
Accounts
15,595reported
Financial planning clients
4,000reported
Wrap fee programs
noreported
Custody of client assets
$1.5B for 758 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.61 fund_share=0.0 institutional_share=0.38 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
102 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel Austin DriverAustin, Tx Jan 4, 202215 y4
Dennis Walter BielikCertified Financial PlannerAustin, Tx Jan 4, 202214 y7
Simon MiselisAustin, TxJan 4, 202214 y1
Bradley Richard HoeglerAustin, Tx Jan 4, 202226 y3
Ernest Jay HornAustin, TxJan 4, 202210 y3
Christopher James JamailCertified Financial PlannerAustin, TxJan 4, 202222 y2
Garrett AdamsAustin, Tx Jan 4, 202211 y3
Patrick Fitzgerald MaynorAustin, TxJan 4, 202226 y1
Eric Michael LightAustin, TxJan 4, 202216 y2
Alexander Joseph GarciaSan Diego, Ca Jan 4, 202210 y3
Carrie Irene YatesCarriere, Ms Jan 4, 202216 y5
John Robert SturgisCertified Financial PlannerAustin, Tx Jan 5, 202239 y14
Ryan Joel CanalesSan Antonio, Tx Jan 6, 202221 y4
Marques T CormierHouston, Tx Jan 6, 202217 y5
John Joseph PesceAustin, TxJan 6, 202236 y3
Sherry Lynn EchartArlington, Tx Jan 6, 202227 y5
George R FeidChartered Financial ConsultantNorwell, Ma Mar 15, 202238 y1
Harrison MacdonaldAustin, TxMar 31, 202213 y0
Jason Russell HesslerCertified Financial PlannerWestfield, In May 9, 202224 y3
Matt W EscalanteCertified Financial PlannerAustin, TxDec 22, 202220 y0
Eric WilliamsCertified Financial PlannerAustin, Tx Jan 24, 202312 y0
Ryan C MayerCertified Financial PlannerSanta Fe, Nm Sep 18, 202311 y4
Jason William DahlCertified Financial PlannerAustin, Tx Oct 6, 202321 y2
Christopher Reed VanderkolkChartered Financial AnalystAustin, Tx Oct 6, 202322 y3
Olivia Nakkash DemissieAustin, Tx Oct 6, 202314 y1
Jensen LoreaCertified Financial PlannerAustin, Tx Oct 6, 202312 y0
Alp Arslan AtabekAustin, Tx Oct 6, 202338 y3
Dakota Shea StatonAustin, TxOct 17, 202314 y1
Maegan Ayana VillarrealAustin, TxNov 30, 202311 y0
Hudson J RuenAustin, TxJan 9, 202411 y0
Keaton Thomas ChristianAustin, TxJan 10, 202411 y0
Michelle Renae VarnerAustin, Tx Jan 19, 202430 y5
Cristhian Omar GonzalesAustin, TxFeb 20, 202411 y0
Roy Jordan SmithCertified Financial PlannerAustin, Tx Feb 26, 202417 y1
Thomas Edward DitzerAustin, TxMay 24, 202420 y0
Louis PerezAustin, TxJun 15, 202413 y0
Dawn Michelle EdwardsAustin, TxJun 17, 202426 y12
June PinkneyAustin, TxJun 26, 202410 y0
Matthew Robert AlmquistAustin, TxJul 12, 202413 y0
Theresa AyersFort Wayne, In Jul 19, 202416 y5
All 102 advisors at Hub Investment Partners, LLC
Advisor movement
6 left, 18 joined in 12 months
net +12 in 12 months3 left in 90 days2 joined in 90 daysdeparture rate 5.1% of current headcount14 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
1845 Real Estate Holdings, LLCno longer reportedReal Estate Fund$2.3M14Jun 19, 2015
Owners and control persons
Schedule A and B, latest filing
  • Walter Dennis Bielik · Evp/ Managing Director, Director Of Private Wealthcontrol
    since 12/2022 · owns less than 5%
  • Christopher Scott Hauptmann · Executive Vice President, Presidentcontrol
    since 01/2024 · owns less than 5%
  • Lee Greg Koleno · Rpw Coocontrol
    since 01/2026 · owns less than 5%
  • Ashley Mariane Lee · Chief Compliance Officercontrol
    since 11/2022 · owns less than 5%
  • Melissa Rodriguez-Kirk · Coocontrol
    since 11/2023 · owns less than 5%
  • Adam Sokolic · Directorcontrol
    since 12/2022 · owns less than 5%
Entity owners
  • Hockey Intermediate Inc. · Shareholder
    indirect · owns 75% or more of Hub International Limited
  • Hockey Investments L.P. · Limited Partner
    indirect · owns 50% to 75% of Hockey Parent Holdings L.P.
  • Hockey Parent Holdings Gp, LLC · General Partner
    indirect · owns F of Hockey Parent Holdings L.P.
  • Hockey Parent Holdings L.P. · Shareholder
    indirect · owns 75% or more of Hockey Parent Inc.
  • Hockey Parent Holdings L.P. · Managing Member
    indirect · owns 75% or more of Hockey Parent Holdings Gp, LLC
  • Hockey Parent Inc. · Shareholder
    indirect · owns 75% or more of Hockey Intermediate Inc.
  • Hub International Limited · Sole Shareholder
    direct · owns 75% or more
  • Rpw Holdings, LLC · Sole Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Hub Investment Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Austin, Tx · principal117283
Glen Allen, Va1901
Omaha, Ne770
Bethesda, Md620
Scottsdale, Az521
Pasadena, Ca400
Roseville, Ca400
Albuquerque, Nm320
Houston, Tx320
Tulsa, Ok221
Louisville, Ky220
Temecula, Ca000
Keller, Tx000
Fresno, Ca000
Mobile, Al000
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
5 since 2015, 4 in 24 monthsderived
Advisors acquired
46derived
Still registered after 90 days
98% of 46derived
After 180 days
97% of 39derived
After 365 days
92% of 36derived
After 730 days
75% of 16derived
Team lift-outs after
0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • Bethesda, MD5 employees
  • Tulsa, OK2 employees
  • Glen Allen, VA1 employees
  • Oklahoma City, OK1 employees
  • Pasadena, CA1 employees
  • Skokie, IL1 employees
  • Willow Park, TX1 employees
  • Albuquerque, NM1 employees
  • , 1 employees
  • Chicago, IL1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Sep 14, 2026
    Koleno, Greg, Lee (RPW COO) appeared on Schedule A between the filings of 2023-11-10 and 2026-09-14
    peers: independent wealth managers, $5B to $20B (289)
  • control person changedChange between filings · filing Sep 14, 2026
    LEE, MARIANE, ASHLEY (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-11-10 and 2026-09-14
    peers: independent wealth managers, $5B to $20B (289)
  • control person changedChange between filings · filing Sep 14, 2026
    HAUPTMANN, SCOTT, CHRISTOPHER (EXECUTIVE VICE PRESIDENT, PRESIDENT) left Schedule A between the filings of 2023-11-10 and 2026-09-14
    peers: independent wealth managers, $5B to $20B (289)
  • control person changedChange between filings · filing Sep 14, 2026
    SOKOLIC, ADAM (DIRECTOR) left Schedule A between the filings of 2023-11-10 and 2026-09-14
    peers: independent wealth managers, $5B to $20B (289)
  • account count surgeChange between filings · filing Apr 8, 2026
    accounts (Item 5.F.2.f) moved from 8,633.0 to 15,595.0 (+81.0%) between the annual amendments of 2025-03-27 and 2026-04-08; the peer median change was +8.0% (253 comparable advisers, 93.0th percentile of changes)
    peers: independent wealth managers, $5B to $20B (253) · 93% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Financial planning clients · More than 500 to More than 500
    Jun 30, 2026 to Sep 14, 2026
  • Succession · false to unset
    Jun 30, 2026 to Sep 14, 2026
  • Accounts · 8,633 to 15,595
    Feb 19, 2026 to Mar 30, 2026
  • Advisory employees · 80 to 103
    Feb 19, 2026 to Mar 30, 2026
  • Charity clients · 5 to 11
    Feb 19, 2026 to Mar 30, 2026
  • Corporate clients · 8 to 55
    Feb 19, 2026 to Mar 30, 2026
  • HNW clients · 772 to 1,002
    Feb 19, 2026 to Mar 30, 2026
  • Individual clients · 3,471 to 4,444
    Feb 19, 2026 to Mar 30, 2026
  • Pension plan clients · unset to 127.0
    Feb 19, 2026 to Mar 30, 2026
  • Pooled vehicle clients · unset to 0.0
    Feb 19, 2026 to Mar 30, 2026
  • Assets in custody · $1.5B to $1.5B
    Feb 19, 2026 to Mar 30, 2026
  • Employees · 144 to 172
    Feb 19, 2026 to Mar 30, 2026
  • Insurance-licensed employees · 5 to 9
    Feb 19, 2026 to Mar 30, 2026
  • State-registered IARs · 83 to 103
    Feb 19, 2026 to Mar 30, 2026
  • Discretionary RAUM · $6.2B to $9.9B
    Feb 19, 2026 to Mar 30, 2026
  • HNW RAUM · $3.7B to $5.4B
    Feb 19, 2026 to Mar 30, 2026
  • Individual RAUM · $1.2B to $1.8B
    Feb 19, 2026 to Mar 30, 2026
  • Non-discretionary RAUM · $2.8B to $2.0B
    Feb 19, 2026 to Mar 30, 2026
  • Pension RAUM · unset to 1205094236.0
    Feb 19, 2026 to Mar 30, 2026
  • RAUM · $9.0B to $12B
    Feb 19, 2026 to Mar 30, 2026
  • Accounts · 2,202 to 8,633
    Jan 24, 2025 to Mar 27, 2025
  • Advisory employees · 50 to 80
    Jan 24, 2025 to Mar 27, 2025
  • Advisory activities · 7 to 8
    Jan 24, 2025 to Mar 27, 2025
  • Charity clients · 6 to 5
    Jan 24, 2025 to Mar 27, 2025
  • Corporate clients · 53 to 8
    Jan 24, 2025 to Mar 27, 2025
  • HNW clients · 437 to 772
    Jan 24, 2025 to Mar 27, 2025
  • Individual clients · 1,340 to 3,471
    Jan 24, 2025 to Mar 27, 2025
  • Assets in custody · $1.6B to $1.5B
    Jan 24, 2025 to Mar 27, 2025
  • Employees · 50 to 144
    Jan 24, 2025 to Mar 27, 2025
  • Insurance-licensed employees · 1 to 5
    Jan 24, 2025 to Mar 27, 2025
  • Financial planning clients · More than 500 to More than 500
    Jan 24, 2025 to Mar 27, 2025
  • State-registered IARs · 50 to 83
    Jan 24, 2025 to Mar 27, 2025
  • Discretionary RAUM · $5.5B to $6.2B
    Jan 24, 2025 to Mar 27, 2025
  • HNW RAUM · $2.2B to $3.7B
    Jan 24, 2025 to Mar 27, 2025
  • Individual RAUM · $425M to $1.2B
    Jan 24, 2025 to Mar 27, 2025
  • Non-discretionary RAUM · $1.8B to $2.8B
    Jan 24, 2025 to Mar 27, 2025
  • RAUM · $7.3B to $9.0B
    Jan 24, 2025 to Mar 27, 2025
  • Other offices · 23 to 28
    Dec 15, 2024 to Jan 24, 2025
  • Other offices · 26 to 23
    Aug 20, 2024 to Oct 10, 2024
  • Business name · TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY to HUB INVESTMENT PARTNERS, LLC
    Jul 24, 2024 to Aug 20, 2024
Signals
60 dated events
  • Lionel Charles Fuller left Hub Investment Partners, Llc for Bridgecreek Financial Group (registered 2026-07-10)
    Jul 15, 2026 · Advisor changed firm · fact
  • Jackson Fuller left Hub Investment Partners, Llc for Bridgecreek Financial Group (registered 2026-07-10)
    Jul 15, 2026 · Advisor changed firm · fact
  • Leon Jiang left Hub Investment Partners, Llc for Focus Partners Wealth, Llc (registered 2026-08-19)
    Jul 13, 2026 · Advisor changed firm · fact
  • Charles Parsa Gholami left Hub Investment Partners, Llc for Mml Investors Services, Llc (registered 2026-08-11)
    Jun 10, 2026 · Advisor changed firm · fact
  • Christopher Ryan Tooker left Hub Investment Partners, Llc for Global Retirement Partners Llc (registered 2026-04-27)
    Apr 24, 2026 · Advisor changed firm · fact
  • Hub Investment Partners, Llc reported 103 state-registered advisory representatives, up from 83 (2026-02-19 to 2026-03-30)
    Mar 30, 2026 · Advisor headcount change · derived
  • Hub Investment Partners, Llc reported RAUM $11.9B, up 32% from $9.0B (2026-02-19 to 2026-03-30)
    Mar 30, 2026 · RAUM change · derived
  • Hub Investment Advisors, Inc's advisors moved to Hub Investment Partners, LLC (Omaha, NE): 6 of 8 registered, on the same day
    Mar 30, 2026 · Firm absorbed (people side) · derived
  • 2 advisors left Taylor Advisors, Inc., A Hub International Company (Louisville, KY) for Hub Investment Partners, LLC on the same day
    Mar 30, 2026 · Team lift-out · derived
  • Veripax Wealth Management, Inc.'s advisors moved to Hub Investment Partners, LLC (Folsom, CA): 3 of 3 registered, on the same day
    Dec 31, 2025 · Firm absorbed (people side) · derived
  • Teresa Jay Digregorio left Hub Investment Partners, Llc for Vanguard Advisers, Inc. (registered 2026-01-14)
    Dec 15, 2025 · Advisor changed firm · fact
  • Hub Investment Partners, Llc reported 83 state-registered advisory representatives, up from 50 (2025-01-24 to 2025-03-27)
    Mar 27, 2025 · Advisor headcount change · derived
  • 2 advisors left Millennium Advisory Services, Inc. (Glen Allen, VA) for Hub Investment Partners, LLC on the same day
    Feb 28, 2025 · Team lift-out · derived
  • Hub Investment Partners, Llc reported 28 offices beyond its principal office, up from 23 (2024-12-15 to 2025-01-24)
    Jan 24, 2025 · Office count change · derived
  • Millennium Advisory Services, Inc.'s advisors moved to Hub Investment Partners, LLC (Glen Allen, VA): 17 of 22 registered, within 13 days
    Jan 23, 2025 · Firm absorbed (people side) · derived
  • Afs Financial Group, LLC's advisors moved to Hub Investment Partners, LLC (Bethesda, MD): 4 of 4 registered, on the same day
    Dec 31, 2024 · Firm absorbed (people side) · derived
  • Vincent De Paul Matthews left Hub Investment Partners, Llc for Empower Advisory Group, Llc (registered 2024-12-03)
    Nov 25, 2024 · Advisor changed firm · fact
  • Michael Blake Rhodes left Hub Investment Partners, Llc for Newedge Advisors (registered 2024-09-27)
    Oct 16, 2024 · Advisor changed firm · fact
  • Nicole Michelle Albrecht left Hub Investment Partners, Llc for Newedge Advisors (registered 2024-09-23)
    Oct 16, 2024 · Advisor changed firm · fact
  • Matthew James Anderson left Hub Investment Partners, Llc for Newedge Advisors (registered 2024-09-20)
    Oct 16, 2024 · Advisor changed firm · fact
  • Robert K Britton left Hub Investment Partners, Llc for Newedge Advisors (registered 2024-12-09)
    Oct 16, 2024 · Advisor changed firm · fact
  • 3 advisors left Hub Investment Partners, LLC (Austin, TX) for Newedge Advisors on the same day
    Oct 16, 2024 · Team lift-out · derived
  • Sarah Juliet Nadiri left Hub Investment Partners, Llc for Schwab Wealth Advisory, Inc. (registered 2024-09-24)
    Sep 6, 2024 · Advisor changed firm · fact
  • Mark Essenfeld left Hub Investment Partners, Llc for Soltis Investment Advisors, Llc (registered 2024-07-08)
    Jul 22, 2024 · Advisor changed firm · fact
  • Johnny C Fowler left Hub Investment Partners, Llc for Integrated Advisors Network Llc (registered 2025-03-03)
    May 21, 2024 · Advisor changed firm · fact
  • Hub Investment Partners, Llc reported 50 state-registered advisory representatives, up from 38 (2024-02-13 to 2024-03-26)
    Mar 26, 2024 · Advisor headcount change · derived
  • Hub Investment Partners, Llc reported RAUM $7.3B, up 27% from $5.8B (2024-02-13 to 2024-03-26)
    Mar 26, 2024 · RAUM change · derived
  • Hub Investment Partners, Llc reported 25 offices beyond its principal office, up from 20 (2023-11-10 to 2024-02-13)
    Feb 13, 2024 · Office count change · derived
  • Joseph John Pesce (Outgoing President) no longer on Schedule A of Hub Investment Partners, Llc (listed 2023-11-10, absent 2024-02-13)
    Feb 13, 2024 · Control person left · inference
  • Joseph John Pesce (Outgoing President) appeared on Schedule A of Hub Investment Partners, Llc
    Nov 10, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/afs-financial-group-llcreportedpublic record, Form ADV, Sep 17, 2026
Firm profile
linkedin.com/company/tcg-group-holdings-llpreportedpublic record, Form ADV, Sep 17, 2026
Website
hubinvestmentpartners.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
512-600-5390reportedpublic record, Form ADV, Sep 14, 2026
Team page
hubrpw.com/investment-partners/staffreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$102Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Hub Investment Partners, LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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