RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D••••• W••••• M••••••••• independent RIA currentsince Jan 5, 2026 · Tampa, Fl
- M••••• S•••••• wirehouseDec 7, 2022 to Mar 19, 2024 · Tampa, Fl
- F•••••• F•••••••• A•••••••• L•• BD affiliatedAug 19, 2021 to Oct 26, 2022 · Tampa, Fl
- M••••• S•••••• to D••••• W••••• M•••••••••left Mar 19, 2024, registered Jan 5, 2026 (657 days) · Wirehouse to independent RIA
- F•••••• F•••••••• A•••••••• L•• to M••••• S••••••left Oct 26, 2022, registered Dec 7, 2022 (42 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- R••• C••••• left M••••• S•••••• for D••••• W••••• M••••••••• (registered 2026-01-05)Mar 19, 2024 · Advisor changed firm · fact
- R••• C••••• left F•••••• F•••••••• A•••••••• L•• for M••••• S•••••• (registered 2022-12-07)Oct 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address