L••• H••••••

S•••••••• A••••••• L••national BDMiami, Fldual registrantIAPD 7426586

Feed of 09/14/2026

Also filed as L••• C• H••••••

At current firm

0 y

since May 19, 2026

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since May 19, 2026 · Miami, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 29, 2025 to Dec 19, 2025 · Miami, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 29, 2025 to Sep 30, 2025 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to S•••••••• A••••••• L••
left Dec 19, 2025, registered May 19, 2026 (151 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Sep 30, 2025, registered Oct 29, 2025 (29 days) · Wirehouse to wirehouse

Signals

••• Locked
Dec 19, 2025 · Advisor changed firm · fact
••• Locked
Sep 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address