RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• O••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 15, 2026 · Los Angeles, Ca
- S••• H••• G••••• A•••••••• L•• independent RIAAug 26, 2024 to May 20, 2026 · San Francisco, Ca
- B•••••••• I••••••••• M••••••••• L•• asset managerOct 22, 2021 to Nov 30, 2023 · San Francisco, Ca
- S••• H••• G••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••left May 20, 2026, registered May 15, 2026 (-5 days) · RIA to wirehouse
- B•••••••• I••••••••• M••••••••• L•• to S••• H••• G••••• A•••••••• L••left Nov 30, 2023, registered Aug 26, 2024 (270 days) · Other
- M•••••• O•••• left S••• H••• G••••• A•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2026-05-15)May 20, 2026 · Advisor changed firm · fact
- M•••••• O•••• left B•••••••• I••••••••• M••••••••• L•• for S••• H••• G••••• A•••••••• L•• (registered 2024-08-26)Nov 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address