RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• D•••• O••••
- R••• E•••• M•••••• P•••••• L•• independent RIA currentsince Apr 2, 2025 · San Francisco, Ca
- B••••• E•••••• W•••• independent RIAApr 3, 2024 to Mar 7, 2025 · Walnut Creek, Ca
- G•••• C••••••• I••• independent RIASep 8, 2021 to May 10, 2024 · Seattle, Wa
- B••••• E•••••• W•••• to R••• E•••• M•••••• P•••••• L••left Mar 7, 2025, registered Apr 2, 2025 (26 days) · RIA to RIA
- G•••• C••••••• I••• to B••••• E•••••• W••••left May 10, 2024, registered Apr 3, 2024 (-37 days) · RIA to RIA
- T••••• D•••• O•••• left B••••• E•••••• W•••• for R••• E•••• M•••••• P•••••• L•• (registered 2025-04-02)Mar 7, 2025 · Advisor changed firm · fact
- T••••• D•••• O•••• left G•••• C••••••• I••• for B••••• E•••••• W•••• (registered 2024-04-03)May 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address