DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• E•••• M•••••• P•••••• L••
Latest filing Feb 25, 2026
First filing on the tape Mar 29, 2012 · 40 filings
SEC status approved since Dec 19, 1996
RAUM
$805M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$795M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$805M as of Feb 25, 2026
Mar 29, 2012$305M then
HNW client RAUM$743M as of Feb 25, 2026
Feb 26, 2018$112M then
State-registered IARs (5.B.3)5 as of Feb 25, 2026
Mar 29, 20120 then
Employees (5.A)10 as of Feb 25, 2026
Mar 27, 20135 then
Private funds: no history
RAUM +11% over the last fiscal year+9.3% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $796,155derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $805MreportedItem 5.I
- Custody
- $136M, 95 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$743M92%
- Individuals$51.8M6.4%
- Corporations and businesses$9.8M1.2%
- Individual clients
- 102reported
- HNW clients
- 194reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,011reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $136M for 95 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• E••••• R•••Certified Financial Planner | San Francisco, Ca | Jan 21, 1997 | 41 y | 1 |
| D•• H•••• E••••Certified Financial Planner | San Francisco, Ca | Jan 21, 1997 | 35 y | 1 |
| J••• C••••• P••••••Certified Financial Planner | San Francisco, Ca | Jul 8, 1997 | 29 y | 0 |
| R•••••• R••••• M••••••Certified Financial Planner | San Francisco, Ca | Jan 1, 2025 | 31 y | 0 |
| T••••• D•••• O••••Certified Financial Planner | San Francisco, Ca | Apr 2, 2025 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••• D••••• F••••••• to C••••••• P•••••••Jan 24, 2017 · Other
- J••••• M•••••• D••• to W••••••• W••••• P•••••••Sep 20, 2013 · Other
Joined, latest
- T••••• D•••• O•••• from B••••• E•••••• W••••Apr 2, 2025 · RIA to RIA
- J••••• M•••••• D••• from L•• F•••••••• L••Mar 11, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• D••• H•••• · General Partnercontrolsince 01/1994 · owns 25% to 50%
- M••••••• R••••••• R••••• · General Partnercontrolsince 01/1997 · owns 25% to 50%
- P••••••• J••• C••••• · General Partnercontrolsince 01/2001 · owns 10% to 25%
- R•••• G•••• E••••• · General Partnercontrolsince 04/1982 · owns 10% to 25%
- H•••• M••••••• A•••••••• · Outsourced Chief Compliance Officersince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 949 to 1,011Feb 4, 2025 to Feb 25, 2026
- Advisory employees · 4 to 5Feb 4, 2025 to Feb 25, 2026
- Individual clients · 67 to 102Feb 4, 2025 to Feb 25, 2026
- Assets in custody · $134M to $136MFeb 4, 2025 to Feb 25, 2026
- Employees · 8 to 10Feb 4, 2025 to Feb 25, 2026
- State-registered IARs · 4 to 5Feb 4, 2025 to Feb 25, 2026
- Discretionary RAUM · $727M to $805MFeb 4, 2025 to Feb 25, 2026
- HNW RAUM · $685M to $743MFeb 4, 2025 to Feb 25, 2026
- Individual RAUM · $30.5M to $51.8MFeb 4, 2025 to Feb 25, 2026
- RAUM · $727M to $805MFeb 4, 2025 to Feb 25, 2026
- Accounts · 997 to 949Sep 11, 2024 to Feb 4, 2025
- HNW clients · 200 to 194Sep 11, 2024 to Feb 4, 2025
- Individual clients · 77 to 67Sep 11, 2024 to Feb 4, 2025
- Financial planning clients · 0 to 0Sep 11, 2024 to Feb 4, 2025
- Discretionary RAUM · $691M to $727MSep 11, 2024 to Feb 4, 2025
- HNW RAUM · $646M to $685MSep 11, 2024 to Feb 4, 2025
- Individual RAUM · $36.0M to $30.5MSep 11, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $2.5M to $0Sep 11, 2024 to Feb 4, 2025
- Pension RAUM · 2456008.0 to unsetSep 11, 2024 to Feb 4, 2025
- RAUM · $693M to $727MSep 11, 2024 to Feb 4, 2025
- Wrap assets (manager) · $693M to $0Sep 11, 2024 to Feb 4, 2025
- Wrap assets (sponsor) · $693M to $0Sep 11, 2024 to Feb 4, 2025
- Accounts · 1,016 to 997Apr 19, 2023 to Mar 19, 2024
- HNW clients · 239 to 200Apr 19, 2023 to Mar 19, 2024
- Assets in custody · $131M to $134MApr 19, 2023 to Mar 19, 2024
- Discretionary RAUM · $604M to $691MApr 19, 2023 to Mar 19, 2024
- HNW RAUM · $571M to $646MApr 19, 2023 to Mar 19, 2024
- Individual RAUM · $37.7M to $36.0MApr 19, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $12.1M to $2.5MApr 19, 2023 to Mar 19, 2024
- Pension RAUM · $6.8M to $2.5MApr 19, 2023 to Mar 19, 2024
- RAUM · $616M to $693MApr 19, 2023 to Mar 19, 2024
- Wrap assets (manager) · $616M to $693MApr 19, 2023 to Mar 19, 2024
- Wrap assets (sponsor) · $616M to $693MApr 19, 2023 to Mar 19, 2024
- Assets in custody · $272M to $131MJun 13, 2022 to Mar 14, 2023
- Employees · 9 to 8Jun 13, 2022 to Mar 14, 2023
- Discretionary RAUM · $688M to $604MJun 13, 2022 to Mar 14, 2023
- HNW RAUM · $672M to $571MJun 13, 2022 to Mar 14, 2023
- Individual RAUM · $32.5M to $37.7MJun 13, 2022 to Mar 14, 2023
- Non-discretionary RAUM · $17.6M to $12.1MJun 13, 2022 to Mar 14, 2023
- Pension RAUM · $1.4M to $6.8MJun 13, 2022 to Mar 14, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 415-788-4600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/roof-eidam-maycock-peralta-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-788-4600reportedpublic record, Form ADV, Feb 25, 2026
- Team page
- REMPADVISORS.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026