DFX Intelligence
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Registered advisor
N••••• J•• M••••
Feed of 09/15/2026
Also filed as N•••• M••••
At current firm
3 y
since Jul 21, 2023
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Jul 21, 2023 · Kingsville, Mo
- L•• F•••••••• L•• BD affiliatedApr 29, 2022 to Jun 22, 2023 · Jefferson City, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Jun 22, 2023, registered Jul 21, 2023 (29 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address