DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B••••••• C•••
Feed of 09/14/2026
Also filed as B••••••• C•••
At current firm
0 y
since Mar 23, 2026
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 23, 2026 · Northville, Mi
- E•••••••• A•••••••• L•• national BDJan 31, 2022 to Mar 24, 2026 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Mar 24, 2026, registered Mar 23, 2026 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- B••••••• C••• left E•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-03-23)Mar 24, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address