DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Klever Piedra

Citigroup Global Markets Inc.BD affiliatedNew York, Ny dual registrantIAPD 7441205

Feed of 09/17/2026

Also filed as Klever Piedra Vasconez

At current firm

1 y

since Aug 18, 2025

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citigroup Global Markets Inc. BD affiliated current
since Aug 18, 2025 · New York, Ny
Td Private Client Wealth LLC BD affiliated
Jun 9, 2025 to Jul 24, 2025 · Ramsey, Nj
UBS Financial Services Inc. wirehouse
May 15, 2024 to May 13, 2025 · Florham Park, Nj
Santander Securities BD affiliated
May 17, 2023 to Apr 29, 2024 · Scotch Plains, Nj

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to Citigroup Global Markets Inc.
left Jul 24, 2025, registered Aug 18, 2025 (25 days) · Affiliated broker-dealer or bank to another
UBS Financial Services Inc. to Td Private Client Wealth LLC
left May 13, 2025, registered Jun 9, 2025 (27 days) · Wirehouse to affiliated broker-dealer or bank
Santander Securities to UBS Financial Services Inc.
left Apr 29, 2024, registered May 15, 2024 (16 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Klever Piedra left Td Private Client Wealth Llc for Citigroup Global Markets Inc. (registered 2025-08-18)
Jul 24, 2025 · Advisor changed firm · fact
Klever Piedra left Ubs Financial Services Inc. for Td Private Client Wealth Llc (registered 2025-06-09)
May 13, 2025 · Advisor changed firm · fact
Klever Piedra left Santander Securities for Ubs Financial Services Inc. (registered 2024-05-15)
Apr 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address