RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Aug 5, 2025 · Whitefish Bay, Wi
- B••••• P••••• A•••••••• L•• independent RIAApr 25, 2024 to May 15, 2025 · Milwaukee, Wi
- P•••• S••••••••• L•• no RAUMDec 20, 2021 to Apr 19, 2024 · Wauwatosa, Wi
- B••••• P••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left May 15, 2025, registered Aug 5, 2025 (82 days) · Other
- P•••• S••••••••• L•• to B••••• P••••• A•••••••• L••left Apr 19, 2024, registered Apr 25, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• S•••••••• left B••••• P••••• A•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-08-05)May 15, 2025 · Advisor changed firm · fact
- J••••• S•••••••• left P•••• S••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2024-04-25)Apr 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address