RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• M••••••• T•••••••••
- B•••• B••• F••••••••• L•• independent RIA currentsince Jun 22, 2026 · Austin, Tx
- C••• S••••• P••••••• BD affiliatedFeb 13, 2025 to May 1, 2026 · Austin, Tx
- C•••••• S••••• • C••• I••• national BDMay 24, 2024 to Feb 19, 2025 · Austin, Tx
- C••• S••••• P••••••• to B•••• B••• F••••••••• L••left May 1, 2026, registered Jun 22, 2026 (52 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to C••• S••••• P•••••••left Feb 19, 2025, registered Feb 13, 2025 (-6 days) · Affiliated broker-dealer or bank to another
- L•••••• M••••••• T••••••••• left C••• S••••• P••••••• for B•••• B••• F••••••••• L•• (registered 2026-06-22)May 1, 2026 · Advisor changed firm · fact
- L•••••• M••••••• T••••••••• left C•••••• S••••• • C••• I••• for C••• S••••• P••••••• (registered 2025-02-13)Feb 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address