DFX Intelligence
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Feed of 09/14/2026
Also filed as D••••• C•••••
At current firm
0 y
since Jun 9, 2026
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jun 9, 2026 · Plano, Tx
- F••••• I••••••••• independent RIAMay 15, 2024 to Mar 9, 2026 · Plano, Tx
- C•••••• S••••• • C••• I••• national BDFeb 15, 2024 to May 2, 2024 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to F••••• I•••••••••left May 2, 2024, registered May 15, 2024 (13 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- D••••• A•••••• C••••• left C•••••• S••••• • C••• I••• for F••••• I••••••••• (registered 2024-05-15)May 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address