DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David B Dickerson
Feed of 09/14/2026
Also filed as David Brian Dickerson
At current firm
2 y
since Jun 27, 2024
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Jun 27, 2024 · Newport Beach, Ca
- MML Investors Services, LLC BD affiliatedFeb 14, 2024 to Jun 21, 2024 · Irvine, Ca
- Pruco Securities, LLC no RAUMAug 2, 2023 to Oct 4, 2023 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Oneamerica Securities, Inc.left Jun 21, 2024, registered Jun 27, 2024 (6 days) · Affiliated broker-dealer or bank to another
- Pruco Securities, LLC to MML Investors Services, LLCleft Oct 4, 2023, registered Feb 14, 2024 (133 days) · Affiliated broker-dealer or bank to another
Signals
- David B Dickerson left Mml Investors Services, Llc for Oneamerica Securities, Inc. (registered 2024-06-27)Jun 21, 2024 · Advisor changed firm · fact
- David B Dickerson left Pruco Securities, Llc for Mml Investors Services, Llc (registered 2024-02-14)Oct 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address