DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

T•••• P•••••

L•• F•••••••• L••BD affiliatedCrystal Lake, Ildual registrantIAPD 7476769

Feed of 09/14/2026

Also filed as Tyler Pesola

At current firm

1 y

since Feb 24, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 24, 2025 · Crystal Lake, Il
J••• M••••• S••••••••• L•• wirehouse
Jun 25, 2024 to Feb 4, 2025 · Rockford, Il
E•• F•••••••• A••••••• independent RIA
Feb 7, 2024 to Mar 28, 2024 · Chicago, Il
P•••• S••••••••• L•• no RAUM
Jan 2, 2024 to Jan 18, 2024 · Downers Grove, Il

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Feb 4, 2025, registered Feb 24, 2025 (20 days) · Wirehouse to affiliated broker-dealer or bank
E•• F•••••••• A••••••• to J••• M••••• S••••••••• L••
left Mar 28, 2024, registered Jun 25, 2024 (89 days) · RIA to wirehouse
P•••• S••••••••• L•• to E•• F•••••••• A•••••••
left Jan 18, 2024, registered Feb 7, 2024 (20 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Tyler Pesola left J.P. Morgan Securities Llc for Lpl Financial Llc (registered 2025-02-24)
Feb 4, 2025 · Advisor changed firm · fact
Tyler Pesola left Esi Financial Advisors for J.P. Morgan Securities Llc (registered 2024-06-25)
Mar 28, 2024 · Advisor changed firm · fact
Tyler Pesola left Pruco Securities, Llc for Esi Financial Advisors (registered 2024-02-07)
Jan 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address