RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• Z••••••••
- A•••• W••••• F••••• L•• mixed wealth currentsince Jun 5, 2026 · Draper, Ut
- O••••••• independent RIADec 9, 2025 to May 28, 2026 · Draper, Ut
- L•• F•••••••• L•• BD affiliatedSep 7, 2022 to Nov 7, 2025 · Salt Lake City, Ut
- O••••••• to A•••• W••••• F••••• L••left May 28, 2026, registered Jun 5, 2026 (8 days) · RIA to RIA
- L•• F•••••••• L•• to O•••••••left Nov 7, 2025, registered Dec 9, 2025 (32 days) · Affiliated broker-dealer or bank to independent RIA
- E••• Z•••••••• left Oneseven for A•••• W••••• F••••• L•• (registered 2026-06-05)May 28, 2026 · Advisor changed firm · fact
- E••• Z•••••••• left L•• F•••••••• L•• for Oneseven (registered 2025-12-09)Nov 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address