DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott David Mullen

State Farm Investment Management Corp.asset managerPittsburgh, Pa dual registrantIAPD 7495875

Feed of 09/14/2026

Also filed as Scott David Mullen

At current firm

0 y

since Apr 14, 2026

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

State Farm Investment Management Corp. asset manager current
since Apr 14, 2026 · Springdale, Pa
MML Investors Services, LLC BD affiliated
Dec 11, 2024 to Mar 20, 2025 · Boardman, Oh
W&S Brokerage Services, Inc. BD affiliated
Mar 11, 2024 to Dec 2, 2024 · Hermitage, Pa
Equitable Advisors, LLC national BD
Jan 19, 2023 to Feb 9, 2024 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to State Farm Investment Management Corp.
left Mar 20, 2025, registered Apr 14, 2026 (390 days) · Other
W&S Brokerage Services, Inc. to MML Investors Services, LLC
left Dec 2, 2024, registered Dec 11, 2024 (9 days) · Affiliated broker-dealer or bank to another
Equitable Advisors, LLC to W&S Brokerage Services, Inc.
left Feb 9, 2024, registered Mar 11, 2024 (31 days) · Affiliated broker-dealer or bank to another

Signals

Scott David Mullen left Mml Investors Services, Llc for State Farm Investment Management Corp. (registered 2026-04-14)
Mar 20, 2025 · Advisor changed firm · fact
Scott David Mullen left W&S Brokerage Services, Inc. for Mml Investors Services, Llc (registered 2024-12-11)
Dec 2, 2024 · Advisor changed firm · fact
Scott David Mullen left Equitable Advisors, Llc for W&S Brokerage Services, Inc. (registered 2024-03-11)
Feb 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address