RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••••• M••
- W•••• I••••••••• A•••••••• L•• other currentsince Sep 2, 2026 · Blue Ash, Oh
- A•• C••••••• L•• independent RIANov 22, 2023 to Sep 1, 2026 · Mt. Gilead, Oh
- B•• W•••••• L•• independent RIAMay 2, 2022 to Oct 18, 2023 · Alpharetta, Ga
- A•• C••••••• L•• to W•••• I••••••••• A•••••••• L••left Sep 1, 2026, registered Sep 2, 2026 (1 days) · Other
- B•• W•••••• L•• to A•• C••••••• L••left Oct 18, 2023, registered Nov 22, 2023 (35 days) · RIA to RIA
- J•••• A•••••••• M•• left A•• C••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2026-09-02)Sep 1, 2026 · Advisor changed firm · fact
- J•••• A•••••••• M•• left B•• W•••••• L•• for A•• C••••••• L•• (registered 2023-11-22)Oct 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address