DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••• F•••••••••

J••• M••••• S••••••••• L••wirehouseFalmouth, Madual registrantIAPD 7503706

Feed of 09/14/2026

Also filed as E•••••• Venkova

At current firm

1 y

since Mar 4, 2025

In the industry

16 y

since Jan 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 4, 2025 · Falmouth, Ma
T• P•••••• C••••• W••••• L•• BD affiliated
Jul 6, 2023 to Jan 31, 2025 · Quincy, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 31, 2023 to Jun 26, 2023 · Marshfield, Ma
T• P•••••• C••••• W••••• L•• BD affiliated
May 31, 2022 to Nov 9, 2022 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

T• P•••••• C••••• W••••• L•• to J••• M••••• S••••••••• L••
left Jan 31, 2025, registered Mar 4, 2025 (32 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• P•••••• C••••• W••••• L••
left Jun 26, 2023, registered Jul 6, 2023 (10 days) · Wirehouse to affiliated broker-dealer or bank
T• P•••••• C••••• W••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 9, 2022, registered Jan 31, 2023 (83 days) · Affiliated broker-dealer or bank to wirehouse

Signals

E•••••• F••••••••• left T• P•••••• C••••• W••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-03-04)
Jan 31, 2025 · Advisor changed firm · fact
E•••••• F••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T• P•••••• C••••• W••••• L•• (registered 2023-07-06)
Jun 26, 2023 · Advisor changed firm · fact
E•••••• F••••••••• left T• P•••••• C••••• W••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-31)
Nov 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address