RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• H•••••
- S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated currentsince May 30, 2025 · Chandler, Az
- A••••••••• F•••••••• S•••••••• L•• national BDSep 16, 2024 to Jun 4, 2025 · Gilbert, Az
- R••• H•••• F•••••••• formerMay 12, 2022 to Dec 14, 2023 · Farmington, Ut
- A••••••••• F•••••••• S•••••••• L•• to S•••••• P••••••• I••••••••• A•••••••• L••left Jun 4, 2025, registered May 30, 2025 (-5 days) · Affiliated broker-dealer or bank to another
- R••• H•••• F•••••••• to A••••••••• F•••••••• S•••••••• L••left Dec 14, 2023, registered Sep 16, 2024 (277 days) · RIA to affiliated broker-dealer or bank
- J•••••• H••••• left A••••••••• F•••••••• S•••••••• L•• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-05-30)Jun 4, 2025 · Advisor changed firm · fact
- J•••••• H••••• left R••• H•••• F•••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-09-16)Dec 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address