DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Kamil Polkowski
At current firm
0 y
since Aug 3, 2026
In the industry
14 y
since Feb 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Ffo Investments LLC independent RIA currentsince Aug 3, 2026 · Tampa, Fl
- Sandy Morris Financial & Estate Planning Services, LLC independent RIAAug 3, 2023 to Mar 4, 2025 · Tampa, Fl
- Fisher Investments independent RIASep 13, 2022 to Mar 15, 2023 · Tampa, Fl
- MML Investors Services, LLC BD affiliatedAug 12, 2022 to Aug 29, 2022 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- Sandy Morris Financial & Estate Planning Services, LLC to Ffo Investments LLCleft Mar 4, 2025, registered Aug 3, 2026 (517 days) · RIA to RIA
- Fisher Investments to Sandy Morris Financial & Estate Planning Services, LLCleft Mar 15, 2023, registered Aug 3, 2023 (141 days) · RIA to RIA
- MML Investors Services, LLC to Fisher Investmentsleft Aug 29, 2022, registered Sep 13, 2022 (15 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Kamil Polkowski left Sandy Morris Financial & Estate Planning Services, Llc for Ffo Investments Llc (registered 2026-08-03)Mar 4, 2025 · Advisor changed firm · fact
- Kamil Polkowski left Fisher Investments for Sandy Morris Financial & Estate Planning Services, Llc (registered 2023-08-03)Mar 15, 2023 · Advisor changed firm · fact
- Kamil Polkowski left Mml Investors Services, Llc for Fisher Investments (registered 2022-09-13)Aug 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address