RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• D• I••••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Apr 16, 2026 · Jacksonville, Fl
- M••••• S•••••• wirehouseMar 19, 2025 to Mar 2, 2026 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 8, 2024 to Aug 23, 2024 · St. Petersburg, Fl
- M••••• S•••••• to T• P•••••• C••••• W••••• L••left Mar 2, 2026, registered Apr 16, 2026 (45 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Aug 23, 2024, registered Mar 19, 2025 (208 days) · Affiliated broker-dealer or bank to wirehouse
- K••• D• I•••••••• left M••••• S•••••• for T• P•••••• C••••• W••••• L•• (registered 2026-04-16)Mar 2, 2026 · Advisor changed firm · fact
- K••• D• I•••••••• left R•••••• J•••• • A••••••••• I••• for M••••• S•••••• (registered 2025-03-19)Aug 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address