RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••• R•••
- D•• W••••• M••••••••• independent RIA currentsince Feb 18, 2025 · Scottsdale, Az
- F•••••••• S•••••••• L•• state registeredJul 20, 2022 to Jan 15, 2025 · Burleson, Tx
- G•• S••••••••• I••• BD affiliatedApr 28, 2022 to Jun 30, 2022 · Jacksonville, Nc
- F•••••••• S•••••••• L•• to D•• W••••• M•••••••••left Jan 15, 2025, registered Feb 18, 2025 (34 days) · Other
- G•• S••••••••• I••• to F•••••••• S•••••••• L••left Jun 30, 2022, registered Jul 20, 2022 (20 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J••••• S••• R••• left F•••••••• S•••••••• L•• for D•• W••••• M••••••••• (registered 2025-02-18)Jan 15, 2025 · Advisor changed firm · fact
- J••••• S••• R••• left G•• S••••••••• I••• for F•••••••• S•••••••• L•• (registered 2022-07-20)Jun 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address