RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••••
- T•••• C•••••• M••••••••• L•• state registered currentsince Aug 5, 2026 · Jupiter, Fl
- M•••• F•••••••• A••••••• BD affiliatedDec 4, 2023 to Jan 6, 2026 · Boca Raton, Fl
- C•••••••• L•• independent RIAMar 25, 2022 to Nov 14, 2023 · North Palm Beach, Fl
- M•••• F•••••••• A••••••• to T•••• C•••••• M••••••••• L••left Jan 6, 2026, registered Aug 5, 2026 (211 days) · RIA to a state-registered adviser
- C•••••••• L•• to M•••• F•••••••• A•••••••left Nov 14, 2023, registered Dec 4, 2023 (20 days) · RIA to RIA
- J•••• L••••• left M•••• F•••••••• A••••••• for T•••• C•••••• M••••••••• L•• (registered 2026-08-05)Jan 6, 2026 · Advisor changed firm · fact
- J•••• L••••• left C•••••••• L•• for M•••• F•••••••• A••••••• (registered 2023-12-04)Nov 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address